Key facts
- This page summarizes Robert Mitzman's Form 4 filing for Esquire Financial Holdings, Inc. (ESQ).
- 1 reported transaction and 2 derivative rows are listed below.
- Accepted by SEC: 21 Dec 2022, 14:36.
Robert Mitzman - 19 Dec 2022 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)
- Reporting relationship
- Director
- Issuer ticker
- ESQ
- Reported as of
- 19 Dec 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 21 Dec 2022, 14:36:27 UTC
- Prior SEC filing
- 13 Dec 2021
- Next SEC filing
- 19 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eric S. Bader, pursuant to Power of Attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Robert Mitzman filed Form 4 for Esquire Financial Holdings, Inc. (ESQ) on 21 Dec 2022.
Change
- Previous filing in this sequence was filed on 13 Dec 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ESQ
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +1,750
- Change %
- +1.8%
- Price
- $0.000000
- Shares after
- 97,012
- Date
- 19 Dec 2022
- Ownership
- Direct
- Footnotes
- F1, F2, F3, F4, F5, F6
ESQ
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,500
- Date
- 19 Dec 2022
- Ownership
- By insurance trust I
ESQ
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,500
- Date
- 19 Dec 2022
- Ownership
- By insurance trust II
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ESQ
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 22,231
- Date
- 19 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 22,231
- Exercise price
- $12.50
- Footnotes
- F7
ESQ
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,000
- Date
- 19 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,000
- Exercise price
- $12.50
- Footnotes
- F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Shares of restricted stock vest in three equal annual installments commencing on December 19, 2026.
Footnote F2
Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
Footnote F3
Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.
Footnote F4
Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
Footnote F5
Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
Footnote F6
Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
Footnote F7
Stock options are fully vested.