Robert Mitzman - 09 Dec 2021 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric S. Bader, pursuant to Power of Attorney
Issuer symbol
ESQ
Transactions as of
09 Dec 2021
Net transactions value
$0
Form type
4
Filing time
13 Dec 2021, 16:36:59 UTC
Next filing
21 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Award $0 +1,500 +1.6% $0.000000 95,262 09 Dec 2021 Direct F1, F2, F3, F4, F5
holding ESQ Common Stock 2,500 09 Dec 2021 By insurance trust I
holding ESQ Common Stock 2,500 09 Dec 2021 By insurance trust II

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 22,231 09 Dec 2021 Common Stock 22,231 $12.50 Direct F6
holding ESQ Stock Options 20,000 09 Dec 2021 Common Stock 20,000 $12.50 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of restricted stock vest in three equal annual installments commencing on December 9, 2025.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F6 Stock options are fully vested.