David Guarino - Nov 16, 2022 Form 4 Insider Report for ALKALINE WATER Co INC (WTER)

Role
CFO Secretary Treasurer, Director
Signature
/s/ David Guarino
Stock symbol
WTER
Transactions as of
Nov 16, 2022
Transactions value $
$25,000
Form type
4
Date filed
12/16/2022, 05:19 PM
Previous filing
Aug 25, 2022
Next filing
May 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTER Common Stock Award +125K +5.19% 2.53M Nov 16, 2022 Direct F5
holding WTER Common Stock 2.41M Nov 16, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WTER Stock Options Award $25K +100K +16.67% $0.25 700K Nov 16, 2022 Common 100K $0.25 Direct F4
holding WTER Stock Options 150K Nov 16, 2022 Common 150K $0.53 Direct F1
holding WTER Stock Options 350K Nov 16, 2022 Common 200K $1.09 Direct F2
holding WTER Stock Options 600K Nov 16, 2022 Common 250K $0.51 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 50% vest on April 3, 2020 (the "Date of Grant") and 50% vest on the one year anniversary of the Date of Grant.
F2 50% vest on March 31, 2021 and 50% vest on March 31, 2022.
F3 50% vest on August 23, 2023 and 50% vest on August 23, 2024.
F4 50% vest on November 16, 2023 and 50% vest on November 16, 2024.
F5 These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on November 16, 2022 upon vesting.