David Guarino - 16 Nov 2022 Form 4 Insider Report for ALKALINE WATER Co INC (WTER)

Role
CFO Secretary Treasurer, Director
Signature
/s/ David Guarino
Issuer symbol
WTER
Transactions as of
16 Nov 2022
Net transactions value
+$25,000
Form type
4
Filing time
16 Dec 2022, 17:19:15 UTC
Previous filing
25 Aug 2022
Next filing
18 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTER Common Stock Award +125,000 +5.2% 2,534,300 16 Nov 2022 Direct F5
holding WTER Common Stock 2,409,300 16 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WTER Stock Options Award $25,000 +100,000 +17% $0.2500 700,000 16 Nov 2022 Common 100,000 $0.2500 Direct F4
holding WTER Stock Options 150,000 16 Nov 2022 Common 150,000 $0.5300 Direct F1
holding WTER Stock Options 350,000 16 Nov 2022 Common 200,000 $1.09 Direct F2
holding WTER Stock Options 600,000 16 Nov 2022 Common 250,000 $0.5100 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 50% vest on April 3, 2020 (the "Date of Grant") and 50% vest on the one year anniversary of the Date of Grant.
F2 50% vest on March 31, 2021 and 50% vest on March 31, 2022.
F3 50% vest on August 23, 2023 and 50% vest on August 23, 2024.
F4 50% vest on November 16, 2023 and 50% vest on November 16, 2024.
F5 These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on November 16, 2022 upon vesting.