David Guarino - May 16, 2023 Form 4 Insider Report for ALKALINE WATER Co INC (WTER)

Role
CFO, Secretary and Treasurer, Director
Signature
/s/ David Guarino
Stock symbol
WTER
Transactions as of
May 16, 2023
Transactions value $
$0
Form type
4
Date filed
5/18/2023, 06:27 PM
Previous filing
Dec 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTER Common Stock Award +8.33K +4.93% 177K May 16, 2023 Direct F5
holding WTER Common Stock 169K May 16, 2023 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WTER Stock Options 10K May 16, 2023 Common 10K $7.95 Direct F1, F6
holding WTER Stock Options 23.3K May 16, 2023 Common 13.3K $16.35 Direct F2, F6
holding WTER Stock Options 40K May 16, 2023 Common 16.7K $7.65 Direct F3, F6
holding WTER Stock Options 46.7K May 16, 2023 Common 6.67K $3.75 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 50% vest on April 3, 2020 (the Date of Grant) and 50% vest on the one year anniversary of the Date of Grant.
F2 50% vested on March 31, 2021 and 50% vest on March 31, 2022.
F3 50% vest on August 23, 2023 and 50% vest on August 23, 2024.
F4 50% vest on November 16, 2023 and 50% vest on November 16, 2024.
F5 These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on May 16, 2023 upon vesting.
F6 Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023.