John Nicols - Dec 9, 2022 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role
Director
Signature
/s/ Ross Taylor, as Attorney-in-Fact for John J. Nicols
Stock symbol
CDXS
Transactions as of
Dec 9, 2022
Transactions value $
-$357,459
Form type
4
Date filed
12/13/2022, 03:09 PM
Previous filing
Nov 17, 2022
Next filing
Jan 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDXS Common Stock Sale -$225K -39.8K -4.4% $5.66 864K Dec 9, 2022 Direct F1, F2
transaction CDXS Common Stock Options Exercise $70.4K +35.7K +4.14% $1.97 899K Dec 12, 2022 Direct F1
transaction CDXS Common Stock Sale -$203K -35.7K -3.97% $5.68 864K Dec 12, 2022 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDXS Stock Option (Right to Buy) Options Exercise $0 -35.7K -9.09% $0.00 357K Dec 12, 2022 Common Stock 35.7K $1.97 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2022.
F2 This transaction was executed in multiple trades in prices ranging from $5.555 to $5.90, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3 This transaction was executed in multiple trades in prices ranging from $5.565 to $5.815, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.