Adrian Chiu - Dec 2, 2022 Form 4 Insider Report for PENTAIR plc (PNR)

Role
EVP CHRO Chief Transform. Off
Signature
/s/ John K. Wilson, Attorney-in-Fact for Adrian C. Chiu
Stock symbol
PNR
Transactions as of
Dec 2, 2022
Transactions value $
-$7,404
Form type
4
Date filed
12/6/2022, 04:11 PM
Previous filing
Mar 3, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PNR Common Shares Options Exercise $59.7K +1.77K +42.43% $33.72 5.94K Dec 2, 2022 Direct F1, F2, F3
transaction PNR Common Shares Tax liability -$67.1K -1.46K -24.61% $45.88 4.48K Dec 2, 2022 Direct F1, F2, F3
holding PNR Common Shares - Restricted Stock Units 9.38K Dec 2, 2022 Direct F3
holding PNR Common Shares - ESOP 412 Dec 2, 2022 Plan Agent F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PNR Employee Stock Option (right to buy) Options Exercise $0 -1.77K -100% $0.00* 0 Dec 2, 2022 Common Shares 1.77K $33.72 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes.
F2 End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).
F3 End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F4 This option is presently exercisable in full.