Parag Tandon - Oct 27, 2022 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Chief Acctg Off and Controller
Signature
/s/ Parag Tandon
Stock symbol
ESQ
Transactions as of
Oct 27, 2022
Transactions value $
$150,263
Form type
4
Date filed
10/28/2022, 05:09 PM
Previous filing
Dec 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $31.3K +2.5K +125% $12.50* 4.5K Oct 27, 2022 Direct
transaction ESQ Common Stock Options Exercise $38.5K +2K +44.44% $19.25 6.5K Oct 27, 2022 Direct
transaction ESQ Common Stock Options Exercise $49.8K +2K +30.77% $24.90 8.5K Oct 27, 2022 Direct
transaction ESQ Common Stock Options Exercise $25.5K +1K +11.76% $25.50 9.5K Oct 27, 2022 Direct
transaction ESQ Common Stock Options Exercise $5.21K +250 +2.63% $20.85 9.75K Oct 27, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise $0 -2.5K -100% $0.00* 0 Oct 27, 2022 Common Stock 2.5K $12.50 Direct F1
transaction ESQ Stock Options Options Exercise $0 -2K -100% $0.00* 0 Oct 27, 2022 Common Stock 2K $19.25 Direct F1
transaction ESQ Stock Options Options Exercise $0 -2K -100% $0.00* 0 Oct 27, 2022 Common Stock 2K $24.90 Direct F1
transaction ESQ Stock Options Options Exercise $0 -1K -66.67% $0.00 500 Oct 27, 2022 Common Stock 1K $25.50 Direct F2
transaction ESQ Stock Options Options Exercise $0 -250 -33.33% $0.00 500 Oct 27, 2022 Common Stock 250 $20.85 Direct F3
holding ESQ Stock Options 1.2K Oct 27, 2022 Common Stock 1.2K $31.04 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options are fully vested.
F2 Stock options vest in three equal annual installments commencing on December 19, 2020.
F3 Stock options vest in three equal annual installments commencing on December 16, 2021.
F4 Stock options vest in three equal annual installments commencing on December 9, 2022.