Parag Tandon - 27 Oct 2022 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Chief Acctg Off and Controller
Signature
/s/ Parag Tandon
Issuer symbol
ESQ
Transactions as of
27 Oct 2022
Net transactions value
+$150,262
Form type
4
Filing time
28 Oct 2022, 17:09:16 UTC
Previous filing
13 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Options Exercise $31,250 +2,500 +125% $12.50* 4,500 27 Oct 2022 Direct
transaction ESQ Common Stock Options Exercise $38,500 +2,000 +44% $19.25 6,500 27 Oct 2022 Direct
transaction ESQ Common Stock Options Exercise $49,800 +2,000 +31% $24.90 8,500 27 Oct 2022 Direct
transaction ESQ Common Stock Options Exercise $25,500 +1,000 +12% $25.50 9,500 27 Oct 2022 Direct
transaction ESQ Common Stock Options Exercise $5,212 +250 +2.6% $20.85 9,750 27 Oct 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Options Exercise $0 -2,500 -100% $0.000000* 0 27 Oct 2022 Common Stock 2,500 $12.50 Direct F1
transaction ESQ Stock Options Options Exercise $0 -2,000 -100% $0.000000* 0 27 Oct 2022 Common Stock 2,000 $19.25 Direct F1
transaction ESQ Stock Options Options Exercise $0 -2,000 -100% $0.000000* 0 27 Oct 2022 Common Stock 2,000 $24.90 Direct F1
transaction ESQ Stock Options Options Exercise $0 -1,000 -67% $0.000000 500 27 Oct 2022 Common Stock 1,000 $25.50 Direct F2
transaction ESQ Stock Options Options Exercise $0 -250 -33% $0.000000 500 27 Oct 2022 Common Stock 250 $20.85 Direct F3
holding ESQ Stock Options 1,200 27 Oct 2022 Common Stock 1,200 $31.04 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options are fully vested.
F2 Stock options vest in three equal annual installments commencing on December 19, 2020.
F3 Stock options vest in three equal annual installments commencing on December 16, 2021.
F4 Stock options vest in three equal annual installments commencing on December 9, 2022.