Parag Tandon - Dec 9, 2021 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Chief Acctg Off and Controller
Signature
/s/ Eric S. Bader, pursuant to Power of Attorney
Stock symbol
ESQ
Transactions as of
Dec 9, 2021
Transactions value $
$0
Form type
4
Date filed
12/13/2021, 04:34 PM
Next filing
Oct 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ESQ Common Stock 2K Dec 9, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Award $0 +1.2K $0.00 1.2K Dec 9, 2021 Common Stock 1.2K $31.04 Direct F1
holding ESQ Stock Options 2.5K Dec 9, 2021 Common Stock 2.5K $12.50 Direct F2
holding ESQ Stock Options 2K Dec 9, 2021 Common Stock 2K $19.25 Direct F2
holding ESQ Stock Options 2K Dec 9, 2021 Common Stock 2K $24.90 Direct F2
holding ESQ Stock Options 1.5K Dec 9, 2021 Common Stock 1.5K $25.50 Direct F3
holding ESQ Stock Options 750 Dec 9, 2021 Common Stock 750 $20.85 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options vest in three equal annual installments commencing on December 9, 2022.
F2 Stock options are fully vested.
F3 Stock options vest in three equal annual installments commencing on December 19, 2020.
F4 Stock options vest in three equal annual installments commencing on December 16, 2021.