Lee Rosenthal - Jul 21, 2022 Form 3 Insider Report for Paragon 28, Inc. (FNA)

Role
Director
Signature
/s/ Lee Rosenthal
Stock symbol
FNA
Transactions as of
Jul 21, 2022
Transactions value $
$0
Form type
3
Date filed
7/21/2022, 07:52 PM
Previous filing
Oct 31, 2022
Next filing
Nov 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FNA Common Stock 7.21M Jul 21, 2022 See Footnote F1
holding FNA Common Stock 1.14M Jul 21, 2022 Direct
holding FNA Common Stock 282K Jul 21, 2022 See Footnote F2
holding FNA Common Stock 104K Jul 21, 2022 See Footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FNA Stock Options (Right to Buy) Jul 21, 2022 Common Stock 75K $0.60 Direct F4, F5
holding FNA Stock Options (Right to Buy) Jul 21, 2022 Common Stock 25K $0.60 Direct F4, F5
holding FNA Stock Options (Right to Buy) Jul 21, 2022 Common Stock 50K $1.20 Direct F4, F5
holding FNA Stock Options (Right to Buy) Jul 21, 2022 Common Stock 50K $4.60 Direct F4, F5
holding FNA Stock Options (Right to Buy) Jul 21, 2022 Common Stock 50K $5.40 Direct F4, F5
holding FNA Stock Options (Right to Buy) Jul 21, 2022 Common Stock 25K $6.60 Direct F4, F5
holding FNA Stock Options (Right to Buy) Jul 21, 2022 Common Stock 25K $6.60 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Rosenthal Investment Company, LLC, of which the Reporting Person is the managing member.
F2 Shares held in an IRA for the benefit of Mr. Rosenthal.
F3 Shares held in an IRA for the benefit of Mr. Rosenthal's spouse.
F4 The option is fully vested and exercisable.
F5 Reflects a 5-for-1 forward stock split of the Issuer's outstanding common stock effected on October 8, 2021.
F6 50% of the shares subject to the option vest annually measured from December 31, 2020 (the 'Vesting Commencement Date'), such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date.