Lee Rosenthal - 21 Jul 2022 Form 3 Insider Report for Paragon 28, Inc.

Role
Director
Signature
/s/ Lee Rosenthal
Issuer symbol
N/A
Transactions as of
21 Jul 2022
Net transactions value
$0
Form type
3
Filing time
21 Jul 2022, 19:52:31 UTC
Previous filing
31 Oct 2022
Next filing
08 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FNA Common Stock 7,214,165 21 Jul 2022 See Footnote F1
holding FNA Common Stock 1,142,435 21 Jul 2022 Direct
holding FNA Common Stock 281,530 21 Jul 2022 See Footnote F2
holding FNA Common Stock 104,135 21 Jul 2022 See Footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FNA Stock Options (Right to Buy) 21 Jul 2022 Common Stock 75,000 $0.6000 Direct F4, F5
holding FNA Stock Options (Right to Buy) 21 Jul 2022 Common Stock 25,000 $0.6000 Direct F4, F5
holding FNA Stock Options (Right to Buy) 21 Jul 2022 Common Stock 50,000 $1.20 Direct F4, F5
holding FNA Stock Options (Right to Buy) 21 Jul 2022 Common Stock 50,000 $4.60 Direct F4, F5
holding FNA Stock Options (Right to Buy) 21 Jul 2022 Common Stock 50,000 $5.40 Direct F4, F5
holding FNA Stock Options (Right to Buy) 21 Jul 2022 Common Stock 25,000 $6.60 Direct F4, F5
holding FNA Stock Options (Right to Buy) 21 Jul 2022 Common Stock 25,000 $6.60 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Rosenthal Investment Company, LLC, of which the Reporting Person is the managing member.
F2 Shares held in an IRA for the benefit of Mr. Rosenthal.
F3 Shares held in an IRA for the benefit of Mr. Rosenthal's spouse.
F4 The option is fully vested and exercisable.
F5 Reflects a 5-for-1 forward stock split of the Issuer's outstanding common stock effected on October 8, 2021.
F6 50% of the shares subject to the option vest annually measured from December 31, 2020 (the 'Vesting Commencement Date'), such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date.