Lee Rosenthal - Jul 20, 2022 Form 4 Insider Report for Paragon 28, Inc. (FNA)

Role
10%+ Owner
Signature
/s/ Lee Rosenthal
Stock symbol
FNA
Transactions as of
Jul 20, 2022
Transactions value $
-$11,703,872
Form type
4
Date filed
10/31/2022, 09:18 PM
Next filing
Jul 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNA Common Stock Sale -$583K -29.7K -4.29% $19.61 664K Aug 5, 2022 Direct F16
transaction FNA Common Stock Options Exercise $11.8K +2.19K +0.33% $5.40 666K Aug 8, 2022 Direct
transaction FNA Common Stock Options Exercise $165K +25K +3.75% $6.60 691K Aug 8, 2022 Direct
transaction FNA Common Stock Options Exercise $82.5K +12.5K +1.81% $6.60 703K Aug 8, 2022 Direct
transaction FNA Common Stock Sale -$775K -39.7K -5.64% $19.53 664K Aug 8, 2022 Direct F17
transaction FNA Common Stock Sale -$1.85M -95K -14.32% $19.51 569K Aug 8, 2022 Direct F18
transaction FNA Common Stock Sale -$3.02M -151K -26.48% $20.05 418K Aug 10, 2022 Direct F19
transaction FNA Common Stock Sale -$2.37M -115K -27.45% $20.62 303K Aug 10, 2022 Direct F20
transaction FNA Common Stock Sale -$1.02M -49.5K -16.32% $20.66 254K Aug 11, 2022 Direct F21
transaction FNA Common Stock Sale -$253K -12K -4.74% $21.04 242K Aug 11, 2022 Direct F22
transaction FNA Common Stock Sale -$1.31M -64.5K -26.69% $20.30 177K Aug 15, 2022 Direct F23
transaction FNA Common Stock Sale -$52.6K -2.62K -1.48% $20.10 175K Aug 16, 2022 Direct F24
transaction FNA Common Stock Sale -$489K -25.7K -14.7% $19.06 149K Sep 12, 2022 Direct F25
transaction FNA Common Stock Sale -$111K -5.84K -3.92% $19.07 143K Sep 14, 2022 Direct F26
transaction FNA Common Stock Sale -$42.1K -2.2K -1.54% $19.13 141K Sep 15, 2022 Direct F27
transaction FNA Common Stock Sale -$82.6K -4.33K -3.07% $19.10 137K Oct 4, 2022 Direct F28
holding FNA Common Stock 7.21M Jul 20, 2022 See Footnote F29
holding FNA Common Stock 282K Jul 20, 2022 See Footnote F30
holding FNA Common Stock 104K Jul 20, 2022 See Footnote F31
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F16 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.50 to $19.75 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.50 to $19.86 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.30 to $19.82 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F19 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.50 to $20.49 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F20 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.85 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F21 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.96 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F22 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.08 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F23 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.49 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F24 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.115 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F25 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.205 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F26 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.15 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F27 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.42 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F28 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.265 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F29 Shares held by Rosenthal Investment Company, LLC, of which the Reporting Person is the managing member.
F30 Shares held in an IRA for the benefit of Mr. Rosenthal.
F31 Shares held in an IRA for the benefit of Mr. Rosenthal's spouse.

Remarks:

Form 4 (2 of 2)