Lee Rosenthal - 20 Jul 2022 Form 4 Insider Report for Paragon 28, Inc.

Role
10%+ Owner
Signature
/s/ Lee Rosenthal
Issuer symbol
N/A
Transactions as of
20 Jul 2022
Net transactions value
-$11,703,872
Form type
4
Filing time
31 Oct 2022, 21:18:44 UTC
Next filing
21 Jul 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNA Common Stock Sale $583,213 -29,748 -4.3% $19.61 663,723 05 Aug 2022 Direct F16
transaction FNA Common Stock Options Exercise $11,826 +2,190 +0.33% $5.40 665,913 08 Aug 2022 Direct
transaction FNA Common Stock Options Exercise $165,000 +25,000 +3.8% $6.60 690,913 08 Aug 2022 Direct
transaction FNA Common Stock Options Exercise $82,500 +12,500 +1.8% $6.60 703,413 08 Aug 2022 Direct
transaction FNA Common Stock Sale $775,308 -39,690 -5.6% $19.53 663,723 08 Aug 2022 Direct F17
transaction FNA Common Stock Sale $1,854,150 -95,031 -14% $19.51 568,692 08 Aug 2022 Direct F18
transaction FNA Common Stock Sale $3,019,605 -150,609 -26% $20.05 418,083 10 Aug 2022 Direct F19
transaction FNA Common Stock Sale $2,367,097 -114,775 -27% $20.62 303,308 10 Aug 2022 Direct F20
transaction FNA Common Stock Sale $1,022,802 -49,498 -16% $20.66 253,810 11 Aug 2022 Direct F21
transaction FNA Common Stock Sale $253,129 -12,030 -4.7% $21.04 241,780 11 Aug 2022 Direct F22
transaction FNA Common Stock Sale $1,309,884 -64,519 -27% $20.30 177,261 15 Aug 2022 Direct F23
transaction FNA Common Stock Sale $52,562 -2,615 -1.5% $20.10 174,646 16 Aug 2022 Direct F24
transaction FNA Common Stock Sale $489,429 -25,674 -15% $19.06 148,972 12 Sep 2022 Direct F25
transaction FNA Common Stock Sale $111,288 -5,836 -3.9% $19.07 143,136 14 Sep 2022 Direct F26
transaction FNA Common Stock Sale $42,083 -2,200 -1.5% $19.13 140,936 15 Sep 2022 Direct F27
transaction FNA Common Stock Sale $82,649 -4,328 -3.1% $19.10 136,608 04 Oct 2022 Direct F28
holding FNA Common Stock 7,214,165 20 Jul 2022 See Footnote F29
holding FNA Common Stock 281,530 20 Jul 2022 See Footnote F30
holding FNA Common Stock 104,135 20 Jul 2022 See Footnote F31
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F16 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.50 to $19.75 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.50 to $19.86 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.30 to $19.82 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F19 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.50 to $20.49 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F20 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.85 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F21 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.96 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F22 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.08 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F23 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.49 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F24 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.115 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F25 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.205 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F26 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.15 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F27 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.42 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F28 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.265 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F29 Shares held by Rosenthal Investment Company, LLC, of which the Reporting Person is the managing member.
F30 Shares held in an IRA for the benefit of Mr. Rosenthal.
F31 Shares held in an IRA for the benefit of Mr. Rosenthal's spouse.

Remarks:

Form 4 (2 of 2)