Michael W. Altschaefl - Nov 10, 2022 Form 4/A - Amendment Insider Report for ORION ENERGY SYSTEMS, INC. (OESX)

Role: Director
Signature: /s/ Steven R. Barth, Attorney-in-Fact for Michael W. Altschaefl
Stock symbol: OESX
Transactions as of: Nov 10, 2022
Transactions value $: $0
Form type: 4/A - Amendment
Date filed: 5/26/2023, 04:32 PM
Date Of Original Report: Dec 14, 2022
Previous filing: Jun 24, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OESX	Common Stock	Award	$0	+36K	+3.31%	$0.00	1.12M	Nov 10, 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	OESX	Stock Options (right to buy)						36.6K	Nov 10, 2022	Common Stock	36.6K	$2.41	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vested on November 10, 2022 in connection with a Voluntary Retirement and Consulting Agreement dated August 2, 2022 by and between the issuer and the reporting person.
F2	Amending solely to correct the beneficially owned shares reported on the Form 4 filed December 14, 2022.
F3	Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.