Cypress Investments, LLC - Apr 14, 2022 Form 3 Insider Report for EARTHSTONE ENERGY INC (ESTE)

Signature
CYPRESS INVESTMENTS, LLC; By: /s/ Frost W. Cochran, Authorized Person
Stock symbol
ESTE
Transactions as of
Apr 14, 2022
Transactions value $
$0
Form type
3
Date filed
4/22/2022, 04:49 PM
Next filing
Jul 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ESTE Class A Common Stock 4.61M Apr 14, 2022 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESTE Series A Convertible Preferred Stock Apr 14, 2022 Class A Common Stock Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 See Exhibit 99.3
F2 See Exhibit 99.3
F3 See Exhibit 99.3

Remarks:

Exhibit List: Exhibit 99.1 - Joint Filers' Names and Addresses Exhibit 99.2 - Joint Filers' Signatures Exhibit 99.3 - Explanation of Responses