Cypress Investments, LLC - 14 Apr 2022 Form 3 Insider Report for EARTHSTONE ENERGY INC

Signature
CYPRESS INVESTMENTS, LLC; By: /s/ Frost W. Cochran, Authorized Person
Issuer symbol
N/A
Transactions as of
14 Apr 2022
Net transactions value
$0
Form type
3
Filing time
22 Apr 2022, 16:49:44 UTC
Next filing
08 Jul 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ESTE Class A Common Stock 4,611,808 14 Apr 2022 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESTE Series A Convertible Preferred Stock 14 Apr 2022 Class A Common Stock Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 See Exhibit 99.3
F2 See Exhibit 99.3
F3 See Exhibit 99.3

Remarks:

Exhibit List: Exhibit 99.1 - Joint Filers' Names and Addresses Exhibit 99.2 - Joint Filers' Signatures Exhibit 99.3 - Explanation of Responses