Cypress Investments, LLC - Jul 6, 2022 Form 4 Insider Report for EARTHSTONE ENERGY INC (ESTE)

Role
Director
Signature
CYPRESS INVESTMENTS, LLC; By: /s/ Frost W. Cochran, Authorized Person
Stock symbol
ESTE
Transactions as of
Jul 6, 2022
Transactions value $
$0
Form type
4
Date filed
7/8/2022, 05:21 PM
Previous filing
Apr 22, 2022
Next filing
Oct 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESTE Class A Common Stock Options Exercise +5.41M +117.21% 10M Jul 6, 2022 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESTE Series A Convertible Preferred Stock Options Exercise -60K -100% 0 Jul 6, 2022 Class A Common Stock 5.41M Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 See Exhibit 99.3
F2 See Exhibit 99.3
F3 See Exhibit 99.3

Remarks:

Exhibit List: Exhibit 99.1 - Joint Filers' Names and Addresses; Exhibit 99.2 - Joint Filers' Signatures; Exhibit 99.3 - Explanation of Responses