Cypress Investments, LLC - 06 Jul 2022 Form 4 Insider Report for EARTHSTONE ENERGY INC

Role
Director
Signature
CYPRESS INVESTMENTS, LLC; By: /s/ Frost W. Cochran, Authorized Person
Issuer symbol
N/A
Transactions as of
06 Jul 2022
Net transactions value
$0
Form type
4
Filing time
08 Jul 2022, 17:21:50 UTC
Previous filing
22 Apr 2022
Next filing
11 Oct 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESTE Class A Common Stock Options Exercise +5,405,405 +117% 10,017,213 06 Jul 2022 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESTE Series A Convertible Preferred Stock Options Exercise -60,000 -100% 0 06 Jul 2022 Class A Common Stock 5,405,405 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 See Exhibit 99.3
F2 See Exhibit 99.3
F3 See Exhibit 99.3

Remarks:

Exhibit List: Exhibit 99.1 - Joint Filers' Names and Addresses; Exhibit 99.2 - Joint Filers' Signatures; Exhibit 99.3 - Explanation of Responses