Dolf A. Berle - 31 Mar 2022 Form 4 Insider Report for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND)

Role
CEO, Director
Signature
/s/ Dolf A Berle by John J. Wolfel, Attorney-in-Fact
Issuer symbol
LIND
Transactions as of
31 Mar 2022
Net transactions value
$0
Form type
4
Filing time
04 Apr 2022, 17:22:13 UTC
Previous filing
04 Jun 2021
Next filing
06 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIND Common Stock Award $0 +19,065 +16% $0.000000 135,969 31 Mar 2022 Direct F1
transaction LIND Common Stock Award $0 +19,065 +14% $0.000000 155,034 31 Mar 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LIND Stock Option (right to buy) 1,000,000 31 Mar 2022 Common Stock 1,000,000 $16.38 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents award of restricted stock units vesting annually on March 31, 2022, 2023 and 2024, subject to continued service.
F2 Represents market based equity incentive awards subject to forfeiture and vesting.
F3 The options vest and become exercisable in five equal annual installments on May 10, 2022, 2023, 2024, 2025, and 2026.