Jun Hong Heng - Feb 14, 2022 Form 4 Insider Report for Luminar Technologies, Inc./DE (LAZR)

Role
Director
Signature
/s/ Jun Hong Heng
Stock symbol
LAZR
Transactions as of
Feb 14, 2022
Transactions value $
-$2,041,934
Form type
4
Date filed
2/16/2022, 03:44 PM
Previous filing
Feb 16, 2022
Next filing
Mar 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAZR Class A common stock Sale -$2.04M -132K -28.45% $15.47 332K Feb 14, 2022 By Heng Zhao JT Revocable Trust F1
holding LAZR Class A common stock 1.6M Feb 14, 2022 By Press Room LLC F3
holding LAZR Class A common stock 41.4K Feb 14, 2022 By Crescent Cove Luminar SPV, LLC F2
holding LAZR Class A common stock 17K Feb 14, 2022 By Crescent Cove Capital LP F2
holding LAZR Class A common stock 143K Feb 14, 2022 By CC Holdings IV, LLC F2
holding LAZR Class A common stock 854K Feb 14, 2022 By Crescent Cove Capital II LP F2
holding LAZR Class A common stock 675K Feb 14, 2022 By Crescent Cove Opportunity Fund LP F2
holding LAZR Class A common stock 40.1K Feb 14, 2022 By CC Holdings I LLC F2
holding LAZR Class A common stock 7.11K Feb 14, 2022 By CC Holdings IX Co-Invest Fund, LP F2
holding LAZR Class A common stock 34.8K Feb 14, 2022 By Crescent Cove LTI-SPV, LP F2
holding LAZR Class A common stock 263K Feb 14, 2022 By Crescent Cove Opportunity Foreign Intermediary, LLC F2
holding LAZR Class A common stock 18.6K Feb 14, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by The Heng Zhao JT Revocable Trust, a trust owned by the reporting person and his wife, on December 16, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.07 to $15.90, inclusive. The reporting person undertakes to provide to Luminar Technologies, Inc., any security holder of Luminar Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 Crescent Cove Capital GP, LLC, Crescent Cove Capital II GP, LLC, and Crescent Cove Opportunity GP, LP (collectively "General Partner") are the general partners of the Crescent Cove entities. Crescent Cove Capital Management, LLC and Crescent Cove Advisors, LP (collectively "Investment Manager") are the investment managers of the Crescent Cove entities. Mr. Heng is the managing member of the General Partner and the Investment Manager of the Crescent Cove entities, and therefore, may be deemed to hold voting and dispositive power over the shares held by the Crescent Cove entities.
F3 The reporting person manages Press Room LLC, and may be deemed to hold voting and dispositive power over the shares held by Press Room LLC. The reporting person disclaims beneficial ownership of the shares held by Press Room LLC.