Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | LAZR | Class A common stock | Sale | -$2.04M | -132K | -28.45% | $15.47 | 332K | Feb 14, 2022 | By Heng Zhao JT Revocable Trust | F1 |
holding | LAZR | Class A common stock | 1.6M | Feb 14, 2022 | By Press Room LLC | F3 | |||||
holding | LAZR | Class A common stock | 41.4K | Feb 14, 2022 | By Crescent Cove Luminar SPV, LLC | F2 | |||||
holding | LAZR | Class A common stock | 17K | Feb 14, 2022 | By Crescent Cove Capital LP | F2 | |||||
holding | LAZR | Class A common stock | 143K | Feb 14, 2022 | By CC Holdings IV, LLC | F2 | |||||
holding | LAZR | Class A common stock | 854K | Feb 14, 2022 | By Crescent Cove Capital II LP | F2 | |||||
holding | LAZR | Class A common stock | 675K | Feb 14, 2022 | By Crescent Cove Opportunity Fund LP | F2 | |||||
holding | LAZR | Class A common stock | 40.1K | Feb 14, 2022 | By CC Holdings I LLC | F2 | |||||
holding | LAZR | Class A common stock | 7.11K | Feb 14, 2022 | By CC Holdings IX Co-Invest Fund, LP | F2 | |||||
holding | LAZR | Class A common stock | 34.8K | Feb 14, 2022 | By Crescent Cove LTI-SPV, LP | F2 | |||||
holding | LAZR | Class A common stock | 263K | Feb 14, 2022 | By Crescent Cove Opportunity Foreign Intermediary, LLC | F2 | |||||
holding | LAZR | Class A common stock | 18.6K | Feb 14, 2022 | Direct |
Id | Content |
---|---|
F1 | The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by The Heng Zhao JT Revocable Trust, a trust owned by the reporting person and his wife, on December 16, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.07 to $15.90, inclusive. The reporting person undertakes to provide to Luminar Technologies, Inc., any security holder of Luminar Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
F2 | Crescent Cove Capital GP, LLC, Crescent Cove Capital II GP, LLC, and Crescent Cove Opportunity GP, LP (collectively "General Partner") are the general partners of the Crescent Cove entities. Crescent Cove Capital Management, LLC and Crescent Cove Advisors, LP (collectively "Investment Manager") are the investment managers of the Crescent Cove entities. Mr. Heng is the managing member of the General Partner and the Investment Manager of the Crescent Cove entities, and therefore, may be deemed to hold voting and dispositive power over the shares held by the Crescent Cove entities. |
F3 | The reporting person manages Press Room LLC, and may be deemed to hold voting and dispositive power over the shares held by Press Room LLC. The reporting person disclaims beneficial ownership of the shares held by Press Room LLC. |