| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LAZR | Class A common stock | Sale | -$485K | -35.9K | -2.24% | $13.50 | 1.57M | Mar 9, 2022 | By Press Room LLC | F1, F3 |
| transaction | LAZR | Class A common stock | Other | $0 | +2K | +0.13% | $0.00 | 1.57M | Mar 10, 2022 | By Press Room LLC | F3, F4 |
| transaction | LAZR | Class A common stock | Other | $0 | +28.1K | +8.47% | $0.00 | 360K | Mar 10, 2022 | By Heng Zhao JT Revocable Trust | F5, F6 |
| transaction | LAZR | Class A common stock | Other | $0 | +32.6K | +78.72% | $0.00 | 74K | Mar 9, 2022 | By Crescent Cove Luminar SPV, LLC | F2, F7 |
| transaction | LAZR | Class A common stock | Other | $0 | -13.5K | -18.18% | $0.00 | 60.6K | Mar 9, 2022 | By Crescent Cove Luminar SPV, LLC | F2, F7 |
| transaction | LAZR | Class A common stock | Sale | -$337K | -25.5K | -42.13% | $13.23 | 35K | Mar 9, 2022 | By Crescent Cove Luminar SPV, LLC | F2 |
| transaction | LAZR | Class A common stock | Other | $0 | -9.47K | -27.01% | $0.00 | 25.6K | Mar 10, 2022 | By Crescent Cove Luminar SPV, LLC | F2, F8 |
| transaction | LAZR | Class A common stock | Sale | -$338K | -25.6K | -100% | $13.20 | 0 | Mar 10, 2022 | By Crescent Cove Luminar SPV, LLC | F2 |
| transaction | LAZR | Class A common stock | Other | $0 | +19.1K | +111.98% | $0.00 | 36.1K | Mar 9, 2022 | By Crescent Cove Capital LP | F2, F9 |
| transaction | LAZR | Class A common stock | Sale | -$164K | -12.4K | -34.4% | $13.23 | 23.7K | Mar 9, 2022 | By Crescent Cove Capital LP | F2 |
| transaction | LAZR | Class A common stock | Other | $0 | -11.2K | -47.42% | $0.00 | 12.4K | Mar 10, 2022 | By Crescent Cove Capital LP | F2, F10 |
| transaction | LAZR | Class A common stock | Sale | -$164K | -12.4K | -100% | $13.20 | 0 | Mar 10, 2022 | By Crescent Cove Capital LP | F2 |
| transaction | LAZR | Class A common stock | Other | $0 | -32.6K | -22.73% | $0.00 | 111K | Mar 9, 2022 | By CC Holdings IV, LLC | F2, F15 |
| transaction | LAZR | Class A common stock | Sale | -$634K | -47.9K | -43.24% | $13.23 | 62.9K | Mar 9, 2022 | By CC Holdings IV, LLC | F2 |
| transaction | LAZR | Class A common stock | Other | $0 | -14.9K | -23.64% | $0.00 | 48K | Mar 10, 2022 | By CC Holdings IV, LLC | F2, F16 |
| transaction | LAZR | Class A common stock | Sale | -$634K | -48K | -100% | $13.20 | 0 | Mar 10, 2022 | By CC Holdings IV, LLC | F2 |
| transaction | LAZR | Class A common stock | Other | $0 | +31.6K | +3.7% | $0.00 | 886K | Mar 9, 2022 | By Crescent Cove Capital II LP | F2, F17 |
| transaction | LAZR | Class A common stock | Other | $0 | +35.6K | +5.27% | $0.00 | 711K | Mar 9, 2022 | By Crescent Cove Opportunity Fund LP | F2, F11 |
| transaction | LAZR | Class A common stock | Other | $0 | -7.11K | -1% | $0.00 | 704K | Mar 9, 2022 | By Crescent Cove Opportunity Fund LP | F2, F18 |
| transaction | LAZR | Class A common stock | Other | $0 | -37.2K | -92.72% | $0.00 | 2.92K | Mar 9, 2022 | By CC Holdings I LLC | F2, F13 |
| transaction | LAZR | Class A common stock | Other | $0 | +7.11K | +243.31% | $0.00 | 10K | Mar 9, 2022 | By CC Holdings I LLC | F2, F13 |
| transaction | LAZR | Class A common stock | Sale | -$57K | -4.31K | -42.96% | $13.23 | 5.72K | Mar 9, 2022 | By CC Holdings I LLC | F2 |
| transaction | LAZR | Class A common stock | Other | $0 | -1.4K | -24.49% | $0.00 | 4.32K | Mar 10, 2022 | By CC Holdings I LLC | F2, F14 |
| transaction | LAZR | Class A common stock | Sale | -$57K | -4.32K | -100% | $13.20 | 0 | Mar 10, 2022 | By CC Holdings I LLC | F2 |
| transaction | LAZR | Class A common stock | Other | $0 | -7.11K | -100% | $0.00* | 0 | Mar 10, 2022 | By CC Holdings IX Co-Invest Fund, LP | F2, F6 |
| transaction | LAZR | Class A common stock | Sale | -$223K | -16.9K | -48.45% | $13.23 | 17.9K | Mar 9, 2022 | By Crescent Cove LTI-SPV, LP | F2 |
| transaction | LAZR | Class A common stock | Sale | -$223K | -16.9K | -94.22% | $13.20 | 1.04K | Mar 10, 2022 | By Crescent Cove LTI-SPV, LP | F2 |
| transaction | LAZR | Class A common stock | Other | $0 | -1.04K | -100% | $0.00* | 0 | Mar 10, 2022 | By Crescent Cove LTI-SPV, LP | F2, F19 |
| transaction | LAZR | Class A common stock | Other | $0 | -35.6K | -13.54% | $0.00 | 227K | Mar 9, 2022 | By Crescent Cove Opportunity Foreign Intermediary, LLC | F2, F12 |
| holding | LAZR | Class A common stock | 18.6K | Mar 9, 2022 | Direct |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.54, inclusive. The reporting person undertakes to provide to Luminar Technologies, Inc., any security holder of Luminar Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F2 | Crescent Cove Capital GP, LLC, Crescent Cove Capital II GP, LLC, and Crescent Cove Opportunity GP, LP (collectively "General Partner") are the general partners of the Crescent Cove entities. Crescent Cove Capital Management, LLC and Crescent Cove Advisors, LP (collectively "Investment Manager") are the investment managers of the Crescent Cove entities. Mr. Heng is the managing member of the General Partner and the Investment Manager of the Crescent Cove entities, and therefore, may be deemed to hold voting and dispositive power over the shares held by the Crescent Cove entities. |
| F3 | The reporting person manages Press Room LLC and may be deemed to hold voting and dispositive power over the shares held by Press Room LLC. The reporting person disclaims beneficial ownership of the shares held by Press Room LLC. |
| F4 | On March 10, 2022, Press Room LLC received the following shares from the following entities in a distribution from such entities for no consideration: 254 shares from CC Holdings IV, LLC; 748 shares from Crescent Cove Luminar SPV, LLC; 664 shares from CC Holdings I LLC; and 336 shares from Crescent Cove Capital LP. |
| F5 | On March 10, 2022, Heng Zhao JT Revocable Trust received the following shares from the following entities in distributions from such entities for no consideration: 6,584 shares from the general partner of CC Holdings IV LLC; 7,855 shares from the general partner of Crescent Cove Luminar SPV, LLC; 664 shares from the general partner of CC Holdings I LLC; 10,474 shares from the general partner of Crescent Cove Capital LP; 1,191 shares from Crescent Cove Capital II LP; 642 shares from CC Holdings IX Co-Invest Fund, LP; 700 shares from the general partner of Crescent Cove LTI-SPV, LP. |
| F6 | On March 10, 2022, CC Holdings IX Co-Invest Fund, LP distributed 7,107 shares pro rata to its investors for no consideration. In such distribution Heng Zhao JT Revocable Trust received 642 shares. |
| F7 | On March 9, 2022, Crescent Cove Luminar SPV, LLC received a distribution of 32,598 shares from CC Holdings IV LLC for no consideration. On March 9, 2022 Crescent Cove Luminar SPV, LLC distributed 13,458 shares to Crescent Cove Capital LP for no consideration. |
| F8 | On March 10, 2022, Crescent Cove Luminar SPV, LLC distributed 8,718 shares to its general partner for no consideration and 748 shares to Press Room LLC for no consideration. |
| F9 | On March 9, 2022, Crescent Cove Capital LP received (i) 5,598 shares from CC Holdings I LLC in a distribution for no consideration; and (ii) 13,458 shares from CC Luminar SPV, LLC for no consideration. |
| F10 | On March 10, 2022, Crescent Cove Capital LP distributed 10,887 shares to its general partner for no consideration and distributed 336 shares transfer to Press Room LLC for no consideration. |
| F11 | On March 9, 2022, Crescent Cove Opportunity Fund LP received 35,577 shares from Crescent Cove Opportunity Foreign Intermediary, LLC for no consideration. On March 9, 2022, Crescent Cove Opportunity Fund LP distributed 7,107 shares to CC Holdings I LLC for no consideration. |
| F12 | On March 9, 2022, Crescent Cove Opportunity Foreign Intermediary, LLC distributed 35,577 shares to Crescent Cove Opportunity Fund LP for no consideration. |
| F13 | On March 9, 2022, CC Holdings I LLC distributed (i) 5,598 shares to Crescent Cove Capital LP for no consideration; and (ii) 31,611 shares to Crescent Cove Capital II LP for no consideration. On March 9, 2022 CC Holdings I LLC received 7,107 shares from Crescent Cove Opportunity Fund LP for no consideration. |
| F14 | On March 10, 2022, CC Holdings I LLC distributed (i) 737 shares transfer to its general partner for no consideration; and (ii) 664 shares to Press Room LLC for no consideration. |
| F15 | On March 9, 2022, CC Holdings IV LLC distributed 32,598 shares to Crescent Cove Luminar SPV, LLC for no consideration. |
| F16 | On March 10, 2022, CC Holdings IV LLC distributed 14,614 shares to its general partner for no consideration and distributed 254 shares to Press Room LLC for no consideration. |
| F17 | On March 9, 2022, Crescent Cove Capital II LP received 31,611 shares in a distribution from CC Holdings I LLC for no consideration. |
| F18 | On March 9, 2002, Crescent Cove Opportunity Fund LP distributed 7,107 shares to CC Holdings I LLC for no consideration. |
| F19 | On March 10, 2022, Crescent Cove LTI-SPV, LP distributed 1,036 shares to its general partner for no consideration. |