Ari P. Kornhaber - Jan 23, 2022 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
EVP and Head of Corp Dev
Signature
/s/ Eric S. Bader, pursuant to Power of Attorney
Stock symbol
ESQ
Transactions as of
Jan 23, 2022
Transactions value $
-$24,812
Form type
4
Date filed
1/25/2022, 09:50 AM
Previous filing
Dec 13, 2021
Next filing
Dec 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Tax liability -$24.8K -742 -1% $33.44 73.2K Jan 23, 2022 Direct F1, F2, F3, F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 10K Jan 23, 2022 Common Stock 10K $12.50 Direct F6
holding ESQ Stock Options 8.89K Jan 23, 2022 Common Stock 8.89K $12.50 Direct F6
holding ESQ Stock Options 7.5K Jan 23, 2022 Common Stock 7.5K $12.50 Direct F6
holding ESQ Stock Options 29.1K Jan 23, 2022 Common Stock 29.1K $12.50 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F5 Shares of restricted stock vest in three equal annual installments commencing on December 9, 2025.
F6 Stock options are fully vested.