Ari P. Kornhaber - 23 Jan 2022 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
EVP and Head of Corp Dev
Signature
/s/ Eric S. Bader, pursuant to Power of Attorney
Issuer symbol
ESQ
Transactions as of
23 Jan 2022
Net transactions value
-$24,812
Form type
4
Filing time
25 Jan 2022, 09:50:23 UTC
Previous filing
13 Dec 2021
Next filing
13 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Tax liability $24,812 -742 -1% $33.44 73,233 23 Jan 2022 Direct F1, F2, F3, F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 10,000 23 Jan 2022 Common Stock 10,000 $12.50 Direct F6
holding ESQ Stock Options 8,892 23 Jan 2022 Common Stock 8,892 $12.50 Direct F6
holding ESQ Stock Options 7,500 23 Jan 2022 Common Stock 7,500 $12.50 Direct F6
holding ESQ Stock Options 29,125 23 Jan 2022 Common Stock 29,125 $12.50 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F5 Shares of restricted stock vest in three equal annual installments commencing on December 9, 2025.
F6 Stock options are fully vested.