Ari P. Kornhaber - Dec 9, 2021 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
EVP and Head of Corp Dev
Signature
/s/ Eric S. Bader, pursuant to Power of Attorney
Stock symbol
ESQ
Transactions as of
Dec 9, 2021
Transactions value $
$0
Form type
4
Date filed
12/13/2021, 04:31 PM
Next filing
Jan 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Award $0 +15.2K +25.91% $0.00 74K Dec 9, 2021 Direct F1, F2, F3, F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 10K Dec 9, 2021 Common Stock 10K $12.50 Direct F6
holding ESQ Stock Options 8.89K Dec 9, 2021 Common Stock 8.89K $12.50 Direct F6
holding ESQ Stock Options 7.5K Dec 9, 2021 Common Stock 7.5K $12.50 Direct F6
holding ESQ Stock Options 29.1K Dec 9, 2021 Common Stock 29.1K $12.50 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of restricted stock vest in three equal annual installments commencing on December 9, 2025.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F6 Stock options are fully vested.