K. Charles Janac - 11 Nov 2021 Form 4/A - Amendment Insider Report for Arteris, Inc. (AIP)

Role
President & CEO, Director
Signature
/s/ Paul Alpern as Attorney-in-fact for K. Charles Janac
Issuer symbol
AIP
Transactions as of
11 Nov 2021
Net transactions value
$0
Form type
4/A - Amendment
Filing time
14 Jan 2022, 17:02:12 UTC
Date Of Original Report
11 Nov 2022
Previous filing
19 Nov 2021
Next filing
04 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AIP Common Stock Award $0 +52,849 +53% $0.000000 152,849 11 Nov 2021 Direct F1, F2
holding AIP Common Stock 77,286 11 Nov 2021 By the Janac Trust
holding AIP Common Stock 10,335,891 11 Nov 2021 By Arteris IP, LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The original form 4 inadvertently overstated the number of restricted stock units ("RSUs") awarded. This amendment is being filed to correctly report the number of RSUs earned and the total number of shares beneficially owned following the reported transaction. Reflects 52,849 RSUs, each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 12.5% of the total RSUs on 5/1/2022 and in equal quarterly installments thereafter. The RSUs have no expiration date.
F2 Includes 52,849 restricted stock units.
F3 The Reporting Person is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Arteris IP, LLC.