Charles K. Janac - Oct 29, 2021 Form 4 Insider Report for Arteris, Inc. (AIP)

Role: President & CEO, Director
Signature: /s/ Paul Alpern as Attorney-in-fact for K. Charles Janac
Stock symbol: AIP
Transactions as of: Oct 29, 2021
Transactions value $: $0
Form type: 4
Date filed: 11/19/2021, 05:53 PM
Previous filing: Oct 26, 2021
Next filing: Nov 19, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AIP	Common Stock	Conversion of derivative security		+77.3K			77.3K	Oct 29, 2021	By the Janac Trust	F1
transaction	AIP	Common Stock	Conversion of derivative security		+336K	+3.36%		10.3M	Oct 29, 2021	By Arteris IP, LLC	F1, F2
holding	AIP	Common Stock						100K	Oct 29, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AIP	Series A Preferred Stock	Conversion of derivative security	$0	+77.3K		$0.00	77.3K	Oct 29, 2021	Common Stock	77.3K		By the Janac Trust	F1
transaction	AIP	Series A Preferred Stock	Conversion of derivative security	$0	+336K		$0.00	336K	Oct 29, 2021	Common Stock	336K		By Arteris IP, LLC	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.
F2	The Reporting Person is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Arteris IP, LLC.