K. Charles Janac - 29 Oct 2021 Form 4 Insider Report for Arteris, Inc. (AIP)

Role: President & CEO, Director
Signature: /s/ Paul Alpern as Attorney-in-fact for K. Charles Janac
Issuer symbol: AIP
Transactions as of: 29 Oct 2021
Net transactions value: $0
Form type: 4
Filing time: 19 Nov 2021, 17:53:01 UTC
Previous filing: 26 Oct 2021
Next filing: 19 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AIP	Common Stock	Conversion of derivative security		+77,286			77,286	29 Oct 2021	By the Janac Trust	F1
transaction	AIP	Common Stock	Conversion of derivative security		+335,891	+3.4%		10,335,891	29 Oct 2021	By Arteris IP, LLC	F1, F2
holding	AIP	Common Stock						100,000	29 Oct 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AIP	Series A Preferred Stock	Conversion of derivative security	$0	+77,286		$0.000000	77,286	29 Oct 2021	Common Stock	77,286		By the Janac Trust	F1
transaction	AIP	Series A Preferred Stock	Conversion of derivative security	$0	+335,891		$0.000000	335,891	29 Oct 2021	Common Stock	335,891		By Arteris IP, LLC	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.
F2	The Reporting Person is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Arteris IP, LLC.