DENNIS P. WOLF - 20 Dec 2021 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role
Director
Signature
/s/ Ross Taylor, Attorney-in-Fact for Dennis Wolf
Issuer symbol
CDXS
Transactions as of
20 Dec 2021
Net transactions value
-$144,155
Form type
4
Filing time
21 Dec 2021, 15:28:11 UTC
Previous filing
18 Oct 2021
Next filing
25 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDXS Common Stock Sale $73,802 -2,596 -6.5% $28.43* 37,329 20 Dec 2021 Direct F1, F2
transaction CDXS Common Stock Sale $70,354 -2,404 -6.4% $29.27* 34,925 20 Dec 2021 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F2 This transaction was executed in multiple trades in prices ranging from $27.92 to $28.78, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3 This transaction was executed in multiple trades in prices ranging from $28.99 to $29.69, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.