Frank Lazaran - 21 Dec 2021 Form 4 Insider Report for ALKALINE WATER Co INC (WTER)

Role
Director
Signature
/s/ Frank Lazaran
Issuer symbol
WTER
Transactions as of
21 Dec 2021
Net transactions value
$0
Form type
4
Filing time
21 Dec 2021, 12:31:04 UTC
Previous filing
21 Dec 2021
Next filing
19 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTER Common Stock Conversion of derivative security +15,000 +17% 103,333 21 Dec 2021 Direct F3
holding WTER Common Stock 88,333 21 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WTER Stock Options 100,000 21 Dec 2021 Common 100,000 $0.5300 Direct F1
holding WTER Stock Options 150,000 21 Dec 2021 Common 50,000 $1.09 Direct F2
holding WTER Warrants 50,000 21 Dec 2021 Common 50,000 $1.25 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One third vest on each anniversary of the date of grant.
F2 50% vest on March 31, 2022 and 50% vest on March 31, 2023.
F3 These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on December 21, 2021 upon vesting.