Frank Lazaran - 30 Sep 2021 Form 4/A - Amendment Insider Report for ALKALINE WATER Co INC (WTER)

Role
Director
Signature
/s/ Frank Lazaran
Issuer symbol
WTER
Transactions as of
30 Sep 2021
Net transactions value
$0
Form type
4/A - Amendment
Filing time
21 Dec 2021, 12:19:46 UTC
Date Of Original Report
18 Nov 2021
Previous filing
06 Jul 2021
Next filing
21 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTER Common Stock Conversion of derivative security +50,000 +130% 88,333 30 Sep 2021 Direct F3
holding WTER Common Stock 38,333 30 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WTER Subscription Receipts Conversion of derivative security $62,500 -50,000 -100% $1.25 0 30 Sep 2021 Units 50,000 $1.05 Direct F3
transaction WTER Warrants Conversion of derivative security $62,500 +50,000 $1.25 50,000 30 Sep 2021 Common 50,000 $1.25 Direct
holding WTER Stock Options 100,000 30 Sep 2021 Common 100,000 $0.5300 Direct F1
holding WTER Stock Options 150,000 30 Sep 2021 Common 50,000 $1.09 Direct F2
holding WTER Subscription Receipts 50,000 30 Sep 2021 Units 50,000 $1.05 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One third vest on each anniversary of the date of grant.
F2 50% vest on March 31, 2022 and 50% vest on March 31, 2023.
F3 Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc. with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024.