Patrick Y. Yang - Dec 13, 2021 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role: Director
Signature: /s/ Ross Taylor, Attorney-in-Fact for Patrick Y. Yang
Stock symbol: CDXS
Transactions as of: Dec 13, 2021
Transactions value $: -$252,820
Form type: 4
Date filed: 12/14/2021, 03:05 PM
Previous filing: Jun 17, 2021
Next filing: Mar 16, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CDXS	Common Stock	Sale	-$246K	-7.8K	-13.33%	$31.59^*	50.7K	Dec 13, 2021	Direct	F1, F2
transaction	CDXS	Common Stock	Sale	-$6.43K	-200	-0.39%	$32.14^*	50.5K	Dec 13, 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2021.
F2	The shares were sold in multiple transactions at per share prices ranging from $31.09 to $31.95. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Content

The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2021.

The shares were sold in multiple transactions at per share prices ranging from $31.09 to $31.95. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.