K. Charles Janac - 26 Oct 2021 Form 3 Insider Report for Arteris, Inc. (AIP)

Role
President & CEO, Director, 10%+ Owner
Signature
/s/ Paul Alpern as Attorney-in-fact for K. Charles Janac
Issuer symbol
AIP
Transactions as of
26 Oct 2021
Net transactions value
$0
Form type
3
Filing time
26 Oct 2021, 20:05:45 UTC
Next filing
19 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AIP Common Stock 100,000 26 Oct 2021 Direct
holding AIP Common Stock 10,000,000 26 Oct 2021 By Arteris IP, LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AIP Series A Preferred Stock 26 Oct 2021 Common Stock 77,286 By the Janac Trust F1
holding AIP Series A Preferred Stock 26 Oct 2021 Common Stock 335,891 By Arteris IP, LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Issuer's Preferred Stock will automatically convert into shares of the Issuer's Common Stock on a 1 to 1 basis for no additional consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.
F2 The Reporting Person is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Arteris IP, LLC.

Remarks:

Exhibit 24 - Power of Attorney