Gregory S. Marcus - Nov 3, 2021 Form 4 Insider Report for MARCUS CORP (MCS)

Role
President and CEO
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Gregory S. Marcus
Stock symbol
MCS
Transactions as of
Nov 3, 2021
Transactions value $
-$530,454
Form type
4
Date filed
11/4/2021, 05:25 PM
Next filing
Nov 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCS Common Stock Sale -$38.7K -1.9K -1% $20.39 188K Nov 3, 2021 Direct F1, F2
transaction MCS Common Stock Sale -$492K -24.6K -13.07% $20.00 164K Nov 4, 2021 Direct F1, F3
holding MCS Common Stock 75 Nov 3, 2021 As custodian F4
holding MCS Common Stock 7.21K Nov 3, 2021 By 401(k) Plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MCS Stock Option (right to buy) (granted 7/31/12) 52K Nov 3, 2021 Common Stock 52K $13.12 Direct F6
holding MCS Stock Option (right to buy) (granted 7/30/13) 57.5K Nov 3, 2021 Common Stock 57.5K $13.04 Direct F6
holding MCS Stock Option (right to buy) (granted 7/29/14) 49.5K Nov 3, 2021 Common Stock 49.5K $18.34 Direct F6
holding MCS Stock Option (right to buy) (granted 7/28/15) 44.1K Nov 3, 2021 Common Stock 44.1K $20.26 Direct F6
holding MCS Stock Option (right to buy) (granted 3/1/16) 28.5K Nov 3, 2021 Common Stock 28.5K $18.68 Direct F6
holding MCS Stock Option (right to buy) (granted 2/28/17) 40K Nov 3, 2021 Common Stock 40K $31.20 Direct F6
holding MCS Stock Option (right to buy) (granted 2/27/18) 75K Nov 3, 2021 Common Stock 75K $27.00 Direct F7
holding MCS Stock Option (right to buy) (granted 2/26/19) 70.2K Nov 3, 2021 Common Stock 70.2K $41.90 Direct F7
holding MCS Stock Option (right to buy) (granted 2/25/20) 121K Nov 3, 2021 Common Stock 121K $28.88 Direct F7
holding MCS Stock Option (right to buy) (granted 5/8/20) 80K Nov 3, 2021 Common Stock 80K $12.71 Direct F7
holding MCS Stock Option (right to buy)(granted 3/9/21) 137K Nov 3, 2021 Common Stock 137K $21.84 Direct F7
holding MCS Class B Common Stock 191K Nov 3, 2021 Common Stock 191K Direct F8, F9, F10
holding MCS Class B Common Stock 10.8K Nov 3, 2021 Common Stock 10.8K As custodian F8, F9, F10, F11
holding MCS Class B Common Stock 8.39K Nov 3, 2021 Common Stock 8.39K As trustee F8, F9, F10, F12
holding MCS Class B Common Stock 18.2K Nov 3, 2021 Common Stock 18.2K By spouse F8, F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.
F2 The price in Column 4 is a weighted average price. The prices actually received ranged from $22.00 to $22.08. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F3 The price in Column 4 is a weighted average price. The prices actually received ranged from $20.00 to $20.08. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F4 As sole custodian of the Alexandra Marcus U/WI/UTMA.
F5 Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
F6 The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
F7 The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.
F8 This security is convertible into common stock on a 1-for-1 basis at no cost.
F9 This security is immediately exercisable.
F10 No expiration date.
F11 As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA.
F12 As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust.