Byron L. Dorgan - 18 Oct 2021 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role: Director
Signature: /s/ Ross Taylor, Attorney-in-Fact for Byron Dorgan
Issuer symbol: CDXS
Transactions as of: 18 Oct 2021
Net transactions value: -$558,862
Form type: 4
Filing time: 19 Oct 2021, 16:22:31 UTC
Previous filing: 17 Jun 2021
Next filing: 27 May 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CDXS	Common Stock	Sale	$484,684	-17,400	-10%	$27.86^*	150,186	18 Oct 2021	Direct	F1, F2
transaction	CDXS	Common Stock	Sale	$74,178	-2,600	-1.7%	$28.53^*	147,586	18 Oct 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 15, 2021.
F2	This transaction was executed in multiple trades in prices ranging from $27.31 to $28.24, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Content

Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 15, 2021.

This transaction was executed in multiple trades in prices ranging from $27.31 to $28.24, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.