Byron Dorgan - Oct 18, 2021 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role: Director
Signature: /s/ Ross Taylor, Attorney-in-Fact for Byron Dorgan
Stock symbol: CDXS
Transactions as of: Oct 18, 2021
Transactions value $: -$558,862
Form type: 4
Date filed: 10/19/2021, 04:22 PM
Previous filing: Jun 17, 2021
Next filing: May 27, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CDXS	Common Stock	Sale	-$485K	-17.4K	-10.38%	$27.86^*	150K	Oct 18, 2021	Direct	F1, F2
transaction	CDXS	Common Stock	Sale	-$74.2K	-2.6K	-1.73%	$28.53^*	148K	Oct 18, 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 15, 2021.
F2	This transaction was executed in multiple trades in prices ranging from $27.31 to $28.24, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Content

Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 15, 2021.

This transaction was executed in multiple trades in prices ranging from $27.31 to $28.24, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.