Mary N. Dillon - 30 Sep 2021 Form 4 Insider Report for Ulta Beauty, Inc. (ULTA)

Role
Director
Signature
/s/ Jodi J. Caro, as attorney-in-fact for Mary N. Dillon
Issuer symbol
ULTA
Transactions as of
30 Sep 2021
Net transactions value
-$8,344,109
Form type
4
Filing time
04 Oct 2021, 17:35:52 UTC
Previous filing
07 Jun 2021
Next filing
09 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ULTA Common Stock Tax liability $3,913,816 -10,844 -23% $360.92 36,325 30 Sep 2021 Direct F1
transaction ULTA Common Stock Award $0 +27,707 +76% $0.000000 64,032 30 Sep 2021 Direct F2
transaction ULTA Common Stock Tax liability $4,430,293 -12,275 -19% $360.92 51,757 30 Sep 2021 Direct F1
holding ULTA Common Stock 77,200 30 Sep 2021 By Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock grants previously reported.
F2 Represents 27,707 performance-based restricted share units, which were awarded on March 29, 2018 under the Amended and Restated Ulta Beauty, Inc. 2011 Incentive Award Plan. Each performance-based restricted share unit represents the right to one share of common stock, which vested based on satisfaction of certain performance goals which lapsed on September 30, 2021. The Company's compensation committee certified on September 28, 2021 that the performance vesting goals were satisfied. These shares cannot be sold or otherwise transferred until September 30, 2022.
F3 Shares held by the Mary N. Dillon Trust U/A DTD 3/31/2017.