Mary N. Dillon - 04 Jun 2021 Form 4 Insider Report for Ulta Beauty, Inc. (ULTA)

Role
Director
Signature
/s/ Jodi J. Caro, as attorney-in-fact for Mary N. Dillon
Issuer symbol
ULTA
Transactions as of
04 Jun 2021
Net transactions value
-$12,031,716
Form type
4
Filing time
07 Jun 2021, 16:19:33 UTC
Next filing
04 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ULTA Common Stock Options Exercise $8,203,000 +50,000 +106% $164.06 97,169 04 Jun 2021 Direct
transaction ULTA Common Stock Options Exercise $1,756,138 +9,158 +9.4% $191.76 106,327 04 Jun 2021 Direct
transaction ULTA Common Stock Options Exercise $4,597,096 +22,505 +21% $204.27 128,832 04 Jun 2021 Direct
transaction ULTA Common Stock Sale $1,499,628 -4,628 -3.6% $324.03 124,204 04 Jun 2021 Direct F1
transaction ULTA Common Stock Sale $11,015,717 -33,892 -27% $325.02 90,312 04 Jun 2021 Direct F2
transaction ULTA Common Stock Sale $9,157,112 -28,103 -31% $325.84 62,209 04 Jun 2021 Direct F3
transaction ULTA Common Stock Sale $4,361,947 -13,350 -21% $326.74 48,859 04 Jun 2021 Direct F4
transaction ULTA Common Stock Sale $553,546 -1,690 -3.5% $327.54 47,169 04 Jun 2021 Direct F5
holding ULTA Common Stock 77,200 04 Jun 2021 By Trust F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ULTA Stock Option (right to buy) Options Exercise $0 -50,000 -100% $0.000000* 0 04 Jun 2021 Common Stock 50,000 $164.06 Direct F7
transaction ULTA Stock Option (right to buy) Options Exercise $0 -9,158 -100% $0.000000* 0 04 Jun 2021 Common Stock 9,158 $191.76 Direct F8
transaction ULTA Stock Option (right to buy) Options Exercise $0 -22,505 -67% $0.000000 11,253 04 Jun 2021 Common Stock 22,505 $204.27 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The prices actually received ranged from $323.35 to $324.34. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F2 The price reported in Column 4 is a weighted average price. The prices actually received ranged from $324.35 to $325.335. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F3 The price reported in Column 4 is a weighted average price. The prices actually received ranged from $325.35 to $326.34. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F4 The price reported in Column 4 is a weighted average price. The prices actually received ranged from $326.36 to $327.33. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F5 The price reported in Column 4 is a weighted average price. The prices actually received ranged from $327.37 to $327.73. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F6 Shares held by the Mary N. Dillon Trust U/A DTD 3/31/2017.
F7 The options vested 25% on 9/15/2018 and on each anniversary date thereafter.
F8 The options vested 25% on 3/15/2017 and on each anniversary date thereafter.
F9 The options vested 25% on 3/15/2019 and on each anniversary date thereafter.