Eduardo Bernal Acebedo - 13 Sep 2021 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
EVP, COO
Signature
/s/ Steven Mason - Attorney-in-Fact
Issuer symbol
AEIS
Transactions as of
13 Sep 2021
Net transactions value
+$656,989
Form type
4
Filing time
15 Sep 2021, 12:33:56 UTC
Next filing
17 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Award $656,989 +7,459 $88.08 7,459 13 Sep 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEIS Performance Units Award $0 +3,430 $0.000000 3,430 13 Sep 2021 Common Stock 3,430 $0.000000 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Employee Restricted Stock units granted 9/13/2021 under the Company's 2021 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date.
F2 Represents 7,459 shares of unvested restricted stock units.
F3 These performance shares awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.