Jerome O Pedretti - 13 Aug 2021 Form 4 Insider Report for PENTAIR plc (PNR)

Role
EVP & Pres., Ind. & Flow Tech.
Signature
/s/ John K. Wilson, Attorney-in-Fact for Jerome O. Pedretti
Issuer symbol
PNR
Transactions as of
13 Aug 2021
Net transactions value
-$147,028
Form type
4
Filing time
17 Aug 2021, 16:16:57 UTC
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PNR Common Shares Options Exercise $85,305 +2,420 +22% $35.25 13,197 13 Aug 2021 Direct
transaction PNR Common Shares Options Exercise $96,442 +1,803 +14% $53.49 15,000 13 Aug 2021 Direct
transaction PNR Common Shares Options Exercise $131,889 +2,990 +20% $44.11 17,990 13 Aug 2021 Direct
transaction PNR Common Shares Options Exercise $233,617 +5,858 +33% $39.88 23,848 13 Aug 2021 Direct
transaction PNR Common Shares Tax liability $694,281 -8,709 -37% $79.72 15,139 13 Aug 2021 Direct F1
holding PNR Common Shares - Restricted Stock Units 8,491 13 Aug 2021 Direct F2
holding PNR Common Shares - Deferral Plan 1,718 13 Aug 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PNR Employee Stock Option (right to buy) Options Exercise $0 -2,420 -100% $0.000000* 0 13 Aug 2021 Common Shares 2,420 $35.25 Direct F4
transaction PNR Employee Stock Option (right to buy) Options Exercise $0 -1,803 -100% $0.000000* 0 13 Aug 2021 Common Shares 1,803 $53.49 Direct F4
transaction PNR Employee Stock Option (right to buy) Options Exercise $0 -2,990 -100% $0.000000* 0 13 Aug 2021 Common Shares 2,990 $44.11 Direct F4
transaction PNR Employee Stock Option (right to buy) Options Exercise $0 -5,858 -100% $0.000000* 0 13 Aug 2021 Common Shares 5,858 $39.88 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to pay option exercise price and taxes applicable to the net exercise of stock options.
F2 End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3 Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F4 This option is presently exercisable in full.