Bernard J. Kelley - 10 Aug 2021 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role
Director
Signature
/s/ Ross Taylor, Attorney-in-Fact for Bernard J Kelley
Issuer symbol
CDXS
Transactions as of
10 Aug 2021
Net transactions value
-$589,220
Form type
4
Filing time
12 Aug 2021, 16:13:46 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDXS Common Stock Options Exercise $72,400 -20,000 -8.1% $3.62 226,136 10 Aug 2021 Direct
transaction CDXS Common Stock Sale $516,820 -20,000 -8.8% $25.84* 206,136 10 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDXS Stock Option (Right to Buy) Options Exercise $0 -20,000 -100% $0.000000* 0 10 Aug 2021 Common Stock 20,000 $3.62 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold in multiple transactions at per share prices ranging from $25.545 to $26.21. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.