Bernard J. Kelley - Aug 10, 2021 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role: Director
Signature: /s/ Ross Taylor, Attorney-in-Fact for Bernard J Kelley
Stock symbol: CDXS
Transactions as of: Aug 10, 2021
Transactions value $: -$589,220
Form type: 4
Date filed: 8/12/2021, 04:13 PM

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CDXS	Common Stock	Options Exercise	-$72.4K	-20K	-8.13%	$3.62	226K	Aug 10, 2021	Direct
transaction	CDXS	Common Stock	Sale	-$517K	-20K	-8.84%	$25.84^*	206K	Aug 10, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CDXS	Stock Option (Right to Buy)	Options Exercise	$0	-20K	-100%	$0.00^*	0	Aug 10, 2021	Common Stock	20K	$3.62	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares were sold in multiple transactions at per share prices ranging from $25.545 to $26.21. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Content

The shares were sold in multiple transactions at per share prices ranging from $25.545 to $26.21. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.