Harald Reinhart - Jul 13, 2021 Form 4 Insider Report for Zai Lab Ltd (ZLAB)

Role
Chief Medical Officer
Signature
/s/ Bruce A. Blefeld, Attorney-in-Fact
Stock symbol
ZLAB
Transactions as of
Jul 13, 2021
Transactions value $
-$2,424,280
Form type
4
Date filed
7/15/2021, 08:05 PM
Previous filing
Jun 17, 2021
Next filing
Aug 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZLAB Ordinary Shares Options Exercise $144K +8K $18.00 8K Jul 13, 2021 Direct F1
transaction ZLAB Ordinary Shares Sale -$1.36M -8K -100% $169.92* 0 Jul 13, 2021 Direct F1
transaction ZLAB Ordinary Shares Options Exercise $72K +4K $18.00 4K Jul 14, 2021 Direct F1
transaction ZLAB Ordinary Shares Sale -$676K -4K -100% $169.11* 0 Jul 14, 2021 Direct F1
transaction ZLAB Ordinary Shares Options Exercise $72K +4K $17.99 4K Jul 14, 2021 Direct F1
transaction ZLAB Ordinary Shares Sale -$676K -4K -100% $169.11* 0 Jul 14, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZLAB Stock Options (Right to Buy) Options Exercise $0 -8K -15.38% $0.00 44K Jul 13, 2021 Ordinary Shares 8K $18.00 Direct F1, F2
transaction ZLAB Stock Options (Right to Buy) Options Exercise $0 -4K -9.09% $0.00 40K Jul 14, 2021 Ordinary Shares 4K $18.00 Direct F1, F2
transaction ZLAB Stock Options (Right to Buy) Options Exercise $0 -4K -8% $0.00 46K Jul 14, 2021 Ordinary Shares 4K $17.99 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction was effected pursuant to a sales plan adopted by the Reporting Person, dated March 17, 2021, expires August 30, 2021 and is intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2 The options vest in equal annual installments over five years beginning on 09/20/2018, the first anniversary of the date of grant.
F3 The options vest in equal annual installments over five years beginning on 11/16/2019, the first anniversary of the date of grant.