David Smith V. - 15 Jun 2021 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role
Director
Signature
/s/ Ross Taylor, Attorney-in-Fact for David V. Smith
Issuer symbol
CDXS
Transactions as of
15 Jun 2021
Net transactions value
$0
Form type
4
Filing time
17 Jun 2021, 16:17:30 UTC
Next filing
14 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDXS Common Stock Gift $0 -8,952 -100% $0.000000* 0 15 Jun 2021 Direct F1
transaction CDXS Common Stock Award $0 +4,796 $0.000000 4,796 15 Jun 2021 Direct F3
holding CDXS Common Stock 76,501 15 Jun 2021 Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 15, 2021, the reporting person transferred 8,952 shares of the Issuer's common stock to a family trust of which the reporting person is trustee.
F2 Shares held by The Smith Family Trust.
F3 The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.