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Signature
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/s/ Bradley K. Serwin, as attorney-in-fact
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Stock symbol
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COMP
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Transactions as of
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Oct 2, 2023
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Transactions value $
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-$358,445
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Form type
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4
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Date filed
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10/4/2023, 06:16 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
COMP |
Class A Common Stock |
Sale |
-$69.4K |
-24.6K |
-3.18% |
$2.82 |
750K |
Oct 2, 2023 |
Direct |
F1, F2 |
transaction |
COMP |
Class A Common Stock |
Options Exercise |
$0 |
+283K |
+37.67% |
$0.00 |
1.03M |
Oct 3, 2023 |
Direct |
F3 |
transaction |
COMP |
Class A Common Stock |
Tax liability |
-$289K |
-111K |
-10.77% |
$2.60 |
921K |
Oct 3, 2023 |
Direct |
F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
COMP |
Restricted Stock Unit (RSU) |
Options Exercise |
$0 |
-17.3K |
-5% |
$0.00 |
328K |
Oct 3, 2023 |
Class A Common Stock |
17.3K |
|
Direct |
F3, F5 |
transaction |
COMP |
Restricted Stock Unit (RSU) |
Options Exercise |
$0 |
-101K |
-33.33% |
$0.00 |
203K |
Oct 3, 2023 |
Class A Common Stock |
101K |
|
Direct |
F3, F6 |
transaction |
COMP |
Restricted Stock Unit (RSU) |
Options Exercise |
$0 |
-152K |
-33.33% |
$0.00 |
304K |
Oct 3, 2023 |
Class A Common Stock |
152K |
|
Direct |
F3, F6 |
transaction |
COMP |
Restricted Stock Unit (RSU) |
Options Exercise |
$0 |
-11.8K |
-33.33% |
$0.00 |
23.7K |
Oct 3, 2023 |
Class A Common Stock |
11.8K |
|
Direct |
F3, F6 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: