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Signature
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/s/ Bradley K. Serwin, as attorney-in-fact
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Stock symbol
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COMP
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Transactions as of
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Sep 1, 2023
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Transactions value $
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-$364,262
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Form type
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4
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Date filed
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9/6/2023, 05:12 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
COMP |
Class A Common Stock |
Sale |
-$177K |
-49.2K |
-6.1% |
$3.60 |
757K |
Sep 1, 2023 |
Direct |
F1, F2 |
transaction |
COMP |
Class A Common Stock |
Sale |
-$88.6K |
-24.6K |
-3.25% |
$3.60 |
733K |
Sep 5, 2023 |
Direct |
F1, F3 |
transaction |
COMP |
Class A Common Stock |
Options Exercise |
$0 |
+69K |
+9.42% |
$0.00 |
802K |
Sep 5, 2023 |
Direct |
F4 |
transaction |
COMP |
Class A Common Stock |
Tax liability |
-$98.3K |
-27.2K |
-3.39% |
$3.62 |
775K |
Sep 5, 2023 |
Direct |
F5 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
COMP |
Restricted Stock Unit (RSU) |
Options Exercise |
$0 |
-17.3K |
-4.76% |
$0.00 |
346K |
Sep 5, 2023 |
Class A Common Stock |
17.3K |
|
Direct |
F4, F6 |
transaction |
COMP |
Restricted Stock Unit (RSU) |
Options Exercise |
$0 |
-51.8K |
-25% |
$0.00 |
155K |
Sep 5, 2023 |
Class A Common Stock |
51.8K |
|
Direct |
F4, F7 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: