Gregory M. Hart - Aug 3, 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Operating Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol: COMP
Transactions as of: Aug 3, 2023
Transactions value $: -$29,597
Form type: 4
Date filed: 8/4/2023, 05:47 PM
Previous filing: Jul 7, 2023
Next filing: Aug 11, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise	$0	+17.3K	+2.07%	$0.00	854K	Aug 3, 2023	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	-$29.6K	-6.8K	-0.8%	$4.35	847K	Aug 3, 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-17.3K	-4.55%	$0.00	363K	Aug 3, 2023	Class A Common Stock	17.3K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.