Gregory M. Hart - 06 Jul 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Operating Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
06 Jul 2023
Net transactions value
-$342,128
Form type
4
Filing time
07 Jul 2023, 20:29:08 UTC
Previous filing
28 Jun 2023
Next filing
04 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +282,513 +43% $0.000000 942,194 06 Jul 2023 Direct F1
transaction COMP Class A Common Stock Tax liability $342,128 -105,922 -11% $3.23 836,272 06 Jul 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -17,290 -4.3% $0.000000 380,290 06 Jul 2023 Class A Common Stock 17,290 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -101,359 -25% $0.000000 304,079 06 Jul 2023 Class A Common Stock 101,359 Direct F1, F4
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -152,039 -25% $0.000000 456,118 06 Jul 2023 Class A Common Stock 152,039 Direct F1, F4
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -11,825 -25% $0.000000 35,476 06 Jul 2023 Class A Common Stock 11,825 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.
F4 The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.