Gregory M. Hart - Jun 5, 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Operating Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Jun 5, 2023
Transactions value $
-$50,147
Form type
4
Date filed
6/7/2023, 05:42 PM
Previous filing
May 4, 2023
Next filing
Jun 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +53.6K +8.66% $0.00 673K Jun 5, 2023 Direct F1
transaction COMP Class A Common Stock Tax liability -$50.1K -13.1K -1.94% $3.84 660K Jun 5, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -17.3K -4.17% $0.00 398K Jun 5, 2023 Class A Common Stock 17.3K Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -36.3K -100% $0.00* 0 Jun 5, 2023 Class A Common Stock 36.3K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.
F4 The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.