Gregory M. Hart - 02 May 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Operating Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol: COMP
Transactions as of: 02 May 2023
Net transactions value: -$9,264
Form type: 4
Filing time: 04 May 2023, 16:53:48 UTC
Previous filing: 26 Apr 2023
Next filing: 07 Jun 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise	$0	+17,290	+2.9%	$0.000000	623,324	02 May 2023	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	$9,264	-4,211	-0.68%	$2.20	619,113	02 May 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-17,290	-4%	$0.000000	414,860	02 May 2023	Class A Common Stock	17,290		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.