Gregory M. Hart - 03 Mar 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Operating Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
03 Mar 2023
Net transactions value
-$44,541
Form type
4
Filing time
06 Mar 2023, 17:57:05 UTC
Previous filing
03 Feb 2023
Next filing
17 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +53,636 +10% $0.000000 567,310 03 Mar 2023 Direct F1
transaction COMP Class A Common Stock Tax liability $44,541 -13,062 -2.3% $3.41 554,248 03 Mar 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -17,290 -3.7% $0.000000 449,430 03 Mar 2023 Class A Common Stock 17,290 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -36,346 -50% $0.000000 36,347 03 Mar 2023 Class A Common Stock 36,346 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.
F4 The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.