Priyanka Singh - Dec 5, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Dec 5, 2022
Transactions value $
-$2,476
Form type
4
Date filed
12/7/2022, 05:26 PM
Previous filing
Nov 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +2.36K +3.93% $0.00 62.4K Dec 5, 2022 Direct F1
transaction COMP Class A Common Stock Tax liability -$2.48K -851 -1.36% $2.91 61.5K Dec 5, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -2.36K -3.57% $0.00 63.8K Dec 5, 2022 Class A Common Stock 2.36K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Priyanka Singh is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 25% of the total shares on February 15, 2022 and 2.0833% monthly thereafter, with 100% of the total shares vested on February 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.