Priyanka Singh - 03 Nov 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief People Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
03 Nov 2022
Net transactions value
-$4,108
Form type
4
Filing time
07 Nov 2022, 16:57:13 UTC
Previous filing
07 Oct 2022
Next filing
07 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +5,061 +8.9% $0.000000 61,854 03 Nov 2022 Direct F1
transaction COMP Class A Common Stock Tax liability $4,108 -1,826 -3% $2.25 60,028 03 Nov 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -2,370 -3.5% $0.000000 66,170 03 Nov 2022 Class A Common Stock 2,370 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -2,691 -8.3% $0.000000 29,601 03 Nov 2022 Class A Common Stock 2,691 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 25% of the total shares on February 15, 2022 and 2.0833% monthly thereafter, with 100% of the total shares vested on February 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to 12.5% of the total shares on January 15, 2022 and 6.25% quarterly thereafter, with 100% of the total shares vested on July 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.