Priyanka Singh - Nov 3, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief People Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Nov 3, 2022
Transactions value $
-$4,109
Form type
4
Date filed
11/7/2022, 04:57 PM
Previous filing
Oct 7, 2022
Next filing
Dec 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +5.06K +8.91% $0.00 61.9K Nov 3, 2022 Direct F1
transaction COMP Class A Common Stock Tax liability -$4.11K -1.83K -2.95% $2.25 60K Nov 3, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -2.37K -3.46% $0.00 66.2K Nov 3, 2022 Class A Common Stock 2.37K Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -2.69K -8.33% $0.00 29.6K Nov 3, 2022 Class A Common Stock 2.69K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 25% of the total shares on February 15, 2022 and 2.0833% monthly thereafter, with 100% of the total shares vested on February 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to 12.5% of the total shares on January 15, 2022 and 6.25% quarterly thereafter, with 100% of the total shares vested on July 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.