Scott Bluestein - 09 Jan 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Executive Officer
Signature
/s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein
Issuer symbol
HTGC
Transactions as of
09 Jan 2025
Net transactions value
+$3,970,186
Form type
4
Filing time
13 Jan 2025, 16:06:08 UTC
Previous filing
09 Dec 2024
Next filing
14 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability $859,819 -43,034 -2% $19.98 2,096,145 09 Jan 2025 Direct F1
transaction HTGC Common Stock Award $4,830,005 +241,742 +12% $19.98 2,337,887 09 Jan 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2025.
F2 Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.