Sen Ming Lim - Jun 28, 2024 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Role
Director
Signature
/s/ Paul Weibel as Attorney-in-Fact for Sen Ming Lim
Stock symbol
FEAM
Transactions as of
Jun 28, 2024
Transactions value $
-$14,424
Form type
4
Date filed
7/2/2024, 10:17 AM
Previous filing
Jun 25, 2024
Next filing
Oct 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FEAM Common Stock Options Exercise +4.23K +45.38% 13.5K Jul 1, 2024 Direct F1
transaction FEAM Common Stock Tax liability -$2.03K -1.56K -11.55% $1.30 12K Jul 1, 2024 Direct
transaction FEAM Common Stock Options Exercise +5.9K +49.29% 17.9K Jul 1, 2024 Direct F2
transaction FEAM Common Stock Tax liability -$2.84K -2.19K -12.22% $1.30 15.7K Jul 1, 2024 Direct
transaction FEAM Common Stock Options Exercise +9.17K +58.4% 24.9K Jul 1, 2024 Direct F3
transaction FEAM Common Stock Tax liability -$4.41K -3.39K -13.64% $1.30 21.5K Jul 1, 2024 Direct
transaction FEAM Common Stock Options Exercise +10.7K +49.76% 32.2K Jul 1, 2024 Direct F4
transaction FEAM Common Stock Tax liability -$5.14K -3.95K -12.3% $1.30 28.2K Jul 1, 2024 Direct
holding FEAM Common Stock 5.13M Jun 28, 2024 By Virtova Capital Management Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FEAM Director RSUs Award $0 +10.7K $0.00 10.7K Jun 28, 2024 Common Stock 10.7K Direct F4
transaction FEAM Director RSUs Options Exercise $0 -4.23K -100% $0.00* 0 Jul 1, 2024 Common Stock 4.23K Direct F1
transaction FEAM Director RSUs Options Exercise $0 -5.9K -100% $0.00* 0 Jul 1, 2024 Common Stock 5.9K Direct F2
transaction FEAM Director RSUs Options Exercise $0 -9.17K -100% $0.00* 0 Jul 1, 2024 Common Stock 9.17K Direct F3
transaction FEAM Director RSUs Options Exercise $0 -10.7K -100% $0.00* 0 Jul 1, 2024 Common Stock 10.7K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.
F2 On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.
F3 On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.
F4 On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.