Sen Ming Lim - 28 Jun 2024 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Role
Director
Signature
/s/ Paul Weibel as Attorney-in-Fact for Sen Ming Lim
Issuer symbol
FEAM
Transactions as of
28 Jun 2024
Net transactions value
-$14,424
Form type
4
Filing time
02 Jul 2024, 10:17:48 UTC
Previous filing
25 Jun 2024
Next filing
01 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FEAM Common Stock Options Exercise +4,227 +45% 13,541 01 Jul 2024 Direct F1
transaction FEAM Common Stock Tax liability $2,033 -1,564 -12% $1.30 11,977 01 Jul 2024 Direct
transaction FEAM Common Stock Options Exercise +5,904 +49% 17,881 01 Jul 2024 Direct F2
transaction FEAM Common Stock Tax liability $2,840 -2,185 -12% $1.30 15,696 01 Jul 2024 Direct
transaction FEAM Common Stock Options Exercise +9,166 +58% 24,862 01 Jul 2024 Direct F3
transaction FEAM Common Stock Tax liability $4,410 -3,392 -14% $1.30 21,470 01 Jul 2024 Direct
transaction FEAM Common Stock Options Exercise +10,684 +50% 32,154 01 Jul 2024 Direct F4
transaction FEAM Common Stock Tax liability $5,140 -3,954 -12% $1.30 28,200 01 Jul 2024 Direct
holding FEAM Common Stock 5,128,206 28 Jun 2024 By Virtova Capital Management Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FEAM Director RSUs Award $0 +10,684 $0.000000 10,684 28 Jun 2024 Common Stock 10,684 Direct F4
transaction FEAM Director RSUs Options Exercise $0 -4,227 -100% $0.000000* 0 01 Jul 2024 Common Stock 4,227 Direct F1
transaction FEAM Director RSUs Options Exercise $0 -5,904 -100% $0.000000* 0 01 Jul 2024 Common Stock 5,904 Direct F2
transaction FEAM Director RSUs Options Exercise $0 -9,166 -100% $0.000000* 0 01 Jul 2024 Common Stock 9,166 Direct F3
transaction FEAM Director RSUs Options Exercise $0 -10,684 -100% $0.000000* 0 01 Jul 2024 Common Stock 10,684 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Director Restricted Share Units ("RSUs") represents a contingent right to receive one share of 5E Advanced Material, Inc.'s (the "Issuer") common stock (the "Common Stock"). On October 12, 2023, the reporting person was granted RSUs that vest on July 1, 2024.
F2 On December 29, 2023, the reporting person was granted RSUs that vest on July 1, 2024.
F3 On March 29, 2024, the reporting person was granted RSUs that vest on July 1, 2024.
F4 On June 28, 2024, the reporting person was granted RSUs that vest on July 1, 2024.