Nikos Theodosopoulos - Jun 20, 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Nikos Theodosopoulos
Stock symbol
HTGC
Transactions as of
Jun 20, 2024
Transactions value $
$59,994
Form type
4
Date filed
6/24/2024, 05:04 PM
Previous filing
Jan 3, 2024
Next filing
Aug 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $60K +3.03K +310.77% $19.80 4.01K Jun 20, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.
F2 Includes 16 and 8 dividend reinvestment shares acquired on March 6, 2024 and May 21, 2024, respectively.