Roy T. Chen - May 3, 2024 Form 4 Insider Report for Sonendo, Inc. (SONX)

Role
Chief Talent Officer
Signature
/s/ Roy T. Chen
Stock symbol
SONX
Transactions as of
May 3, 2024
Transactions value $
-$70
Form type
4
Date filed
5/6/2024, 08:12 PM
Previous filing
Mar 27, 2024
Next filing
Jun 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONX Common Stock Sale -$70 -774 -0.32% $0.09 242K May 3, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F2 These shares were sold in multiple transactions, all of which were at a price of $0.091 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote.