Roy T. Chen - 20 Jun 2024 Form 4 Insider Report for Sonendo, Inc. (SONX)

Signature
/s/ Roy T. Chen
Issuer symbol
SONX
Transactions as of
20 Jun 2024
Net transactions value
-$733
Form type
4
Filing time
24 Jun 2024, 14:54:11 UTC
Previous filing
06 May 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONX Common Stock Sale $733 -8,510 -3.5% $0.0861 233,777 20 Jun 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 3/14/2023. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F2 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.082 to $0.092. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Remarks: