Irwin Golds - 01 Feb 2024 Form 4 Insider Report for Southern California Bancorp \ CA (BCAL)

Role
Director
Signature
Manisha Merchant, by POA for Irwin Golds
Issuer symbol
BCAL
Transactions as of
01 Feb 2024
Net transactions value
$0
Form type
4
Filing time
05 Feb 2024, 20:01:01 UTC
Previous filing
26 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCAL Common Stock Award $0 +2,239 +25% $0.000000 11,191 01 Feb 2024 Direct F1
transaction BCAL Common Stock Other $0 -7,500 -67% $0.000000 3,691 01 Feb 2024 Direct F2
holding BCAL Common Stock 13,500 01 Feb 2024 By IRA
holding BCAL Common Stock 22,176 01 Feb 2024 By Irwin L Golds, Trustee of the Irwin Golds Trust dated March 12, 2018

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BCAL Stock Options 7,500 01 Feb 2024 Common Stock 7,500 $12.96 Direct F3
holding BCAL Stock Options 10,000 01 Feb 2024 Common Stock 10,000 $9.67 Direct F4
holding BCAL Stock Options 10,000 01 Feb 2024 Common Stock 10,000 $7.95 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on January 4, 2025.
F2 On February 1, 2024, the Reporting Person transferred 7,500 shares of common stock to the Irwin Golds Trust dated March 12, 2018, of which the Reporting Person is trustee.
F3 Includes stock options that were granted to the Reporting Person on February 20, 2019, of which 1,500 shares remain to be vested, and will vest on February 20, 2024.
F4 These options are fully vested.