Irwin Golds - Jan 24, 2024 Form 4 Insider Report for Southern California Bancorp \ CA (BCAL)

Role
Director
Signature
Manisha Merchant, by POA for Irwin Golds
Stock symbol
BCAL
Transactions as of
Jan 24, 2024
Transactions value $
$47,775
Form type
4
Date filed
1/26/2024, 02:19 PM
Previous filing
Sep 15, 2023
Next filing
Feb 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCAL Common Stock Options Exercise $47.8K +7.5K +516.53% $6.37 8.95K Jan 24, 2024 Direct
holding BCAL Common Stock 13.5K Jan 24, 2024 By IRA
holding BCAL Common Stock 14.7K Jan 24, 2024 By Irwin L Golds, Trustee of the Irwin Golds Trust dated March 12, 2018

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BCAL Stock Options Options Exercise $0 -7.5K -100% $0.00* 0 Jan 24, 2024 Common Stock 7.5K $6.37 Direct
holding BCAL Stock Options 7.5K Jan 24, 2024 Common Stock 7.5K $12.96 Direct F1
holding BCAL Stock Options 10K Jan 24, 2024 Common Stock 10K $9.67 Direct F2
holding BCAL Stock Options 10K Jan 24, 2024 Common Stock 10K $7.95 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes stock options that were granted to the Reporting Person on February 20, 2019, of which 1,500 shares remain to be vested, and will vest on February 20, 2024.
F2 These options are fully vested.